Business Description

* I build successful, long-term client relationships based on trust, open communication, and integrity. My clients have confidence about their finances, and are making the best use of their financial, business, and human capital in the pursuit of their life?s passions.
* I do my best to improve my clients? future quality of life. This means treating each client individually, since every client has a unique set of circumstances. I will pattern my financial advice to match each individual?s goals.
* I will provide a comprehensive financial plan -- look at your debt (help if needed), investment planning, insurance, education planning, retirement planning, estate and tax planning.

General Information

Gender:

Male

CRD#:

4818794

Years of Experience in Financial Services:

Education

Academic Background

Master of Arts - Indiana University

Bachelor of Arts - Asbury College

Certificate in Financial Planning - University of Central Florida

Tax training - H

Services

Investment Types:

Stocks Mutual Funds, International Investments, Bond Mutual Funds, 76504, Real Estate, Annuities, Stocks, Alternative Investments, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Accredited Tax Advisor, Chartered Financial Consultant, Certified Financial Planner, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Series 6, Accredited Tax Preparer, Securities Investor Protection Corporation, Series 63, Series 65

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.5

Hourly Rate:

150

Additional Details on Charges:

Written Financial Needs Analysis provided free of charge. Compensation based on any or all of the following:
*Fees
*Wrap-account (fee-based)
*Commissioned products

Prepared By:

James Fogal

Most Recent Update:

07/16/2008