| Advisor Profile |
 |
| Name: |
James Claiborne |
| Phone Number: |
(913) 871-6420 |
| Website: |
Visit Website
|
|
|
 |
| Research This Advisor |
|
| Request More Information |
|
|
|
|
|
|
Business Description |
Comprehensive fee-based wealth management for business owners, executives, professionals and other affluent clients. Our philosophy is to help the people we serve create and grow their personal wealth, protect and preserve their life savings and plan for the distribution of their assets. This belief system empowers our company to provide the highest level of professionalism, quality service, and objective advice by developing and recommending proven strategies that will help our clients achieve their financial goals.
We are advocates for positive influence and change for the people we observe who are not receiving the comprehensive advice they deserve. For this purpose we are committed to providing financial strategies that allow our clients to enjoy the quality of life, security and financial peace of mind they pursue. |
|
| |
|
|
General Information |
|
|
|
|
|
|
| Name of Broker/Dealer: |
Cambridge Investment Research
|
|
| States Licensed in: |
KS, MO
|
|
| States Willing to do Business in: |
KS, MO
|
|
| Years of Experience in Financial Services: |
18
|
|
| Number of Years with Current Firm: |
4
|
|
| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
|
|
| |
|
Education |
| Academic Background |
| |
Bachelor of Science Finance
Central Missouri State University |
|
| |
|
Services |
| Investment Types: |
Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Annuities
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant, Chartered Financial Consultant (ChFC), Chartered Life Underwriter (CLU®)
|
|
| Securities Licenses: |
Series 7, Life & Health, Series 6, Series 63
|
|
| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health, Annuity
|
|
| Financial Organization Memberships: |
Paladin Registry, Society of Financial Services Professionals
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| Advisor's Number of Clients: |
160
|
|
| Assets Managed by Advisor: |
50,000,000
|
|
| |
|
Compliance |
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
100000
|
|
| Compensation Methods: |
Hourly, Flat Fee, Commissions, Based on Assets
|
|
| |
|
| |
| |
| Prepared By: |
James Claiborne |
| Most Recent Update: |
08/07/2008 |
Frequently Asked Questions |
|
|
|
