Business Description

I often refer to myself as a Life Planner more so than a traditional Financial Advisor. I was able to retire from an Executive Career at Chrysler at 40 due to good investments and sound financial practices and I love helping others achieve their dreams in a similar fashion. Simply put... I help women, executives and retirees manage their money so they can enjoy their lives!!

General Information

Gender:

Female

CRD#:

649-9846

Name of Broker/Dealer:

Merrill Lynch

States Licensed in:

MI, OH

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

18 years Executive at Chrysler in Procurement & Supply.

I work with the following types of clients:

Individual Investors, Investment Clubs, Businesses, Non-Profit Organizations

Services

Investment Types:

Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Alternative Investments, Insurance, Annuities, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Annuity, Long Term Care, Variable Annuity, Health, Life

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

100,000

Compensation Methods:

Based on Assets, Commissions

Additional Details on Charges:

I do not charge any up front fees. I am compensated from the mutual fund expense fees that are stated on the prospectus. This is similar to the fees paid on your money in your 401K. Alternative investments or managed portfolios may have a % of assets fee as well.

Prepared By:

Nancy Salvia

Most Recent Update:

05/30/2008